Hopson Preston III's Form 4 filing
Tetra Tech Inc (TTEK) · filed Nov 22, 2022
- Accession no.
- 0000831641-22-000104
- Filed
- Nov 22, 2022
- Trade date
- Nov 18-21, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $569.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hopson Preston IIICIK 0001728969 | Officer (SVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | COMMON STOCK | AGrant or awardAcquired | +6,842 | $0.00F1 | $0 | 15,211 | Direct | |
| Nov 18, 2022 | COMMON STOCK | MOption exerciseAcquired | +539 | $0.00 | $0 | 15,750 | Direct | |
| Nov 18, 2022 | COMMON STOCK | MOption exerciseAcquired | +582 | $0.00 | $0 | 16,332 | Direct | |
| Nov 18, 2022 | COMMON STOCK | MOption exerciseAcquired | +615 | $0.00 | $0 | 16,947 | Direct | |
| Nov 18, 2022 | COMMON STOCK | MOption exerciseAcquired | +412 | $0.00 | $0 | 17,359 | Direct | |
| Nov 18, 2022 | COMMON STOCK | FTax withholdingDisposed | −3,348 | $156.63 | −$524,397.24 | 14,011 | Direct | |
| Nov 21, 2022 | COMMON STOCK | SSaleDisposed | −3,616 | $157.52F3 | −$569,592.32 | 10,395 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 18, 2022 | COMMON STOCK | MOption exerciseDisposed | −539 | $0.00 | $0 | 0 | Direct | |
| Nov 18, 2022 | COMMON STOCK | MOption exerciseDisposed | −582 | $0.00 | $0 | 581 | Direct | |
| Nov 18, 2022 | COMMON STOCK | MOption exerciseDisposed | −615 | $0.00 | $0 | 1,229 | Direct | |
| Nov 18, 2022 | COMMON STOCK | MOption exerciseDisposed | −412 | $0.00 | $0 | 1,233 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.41 to $157.70, inclusive.
Referenced by the price of 1 transaction in Table I.