Batrack Dan L's Form 4 filing
Tetra Tech Inc (TTEK) · filed Dec 16, 2021
- Accession no.
- 0000831641-21-000168
- Filed
- Dec 16, 2021
- Trade date
- Dec 9-10, 2021
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.53M. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Batrack Dan LCIK 0001207854 | Director, Officer (CHAIRMAN AND CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | COMMON STOCK | MOption exerciseAcquired | +4,817 | $47.95 | +$230,975.15 | 174,912 | Direct | |
| Dec 9, 2021 | COMMON STOCK | SSaleDisposed | −4,817 | $181.18F1 | −$872,744.06 | 170,095 | Direct | |
| Dec 9, 2021 | COMMON STOCK | GGiftDisposed | −122,000 | $0.00F2 | $0 | 48,095 | Direct | |
| Dec 10, 2021 | COMMON STOCK | MOption exerciseAcquired | +9,670 | $47.95 | +$463,676.5 | 57,765 | Direct | |
| Dec 10, 2021 | COMMON STOCK | SSaleDisposed | −9,670 | $171.50F3 | −$1,658,405 | 48,095 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | COMMON STOCK | MOption exerciseDisposed | −4,817 | $47.95 | −$230,975.15 | 9,670 | Direct | |
| Dec 10, 2021 | COMMON STOCK | MOption exerciseDisposed | −9,670 | $47.95 | −$463,676.5 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
$181.184809 is an average price. Shares were sold at prices ranging from $180.00 to $184.695 per share.
Referenced by the price of 1 transaction in Table I.
- F2
Bona fide gift. No compensation was given to the donor for the gifting of shares.
Referenced by the price of 1 transaction in Table I.
- F3
$171.503981 is an average price. Shares were sold at prices ranging from $169.89 to $172.90 per share.
Referenced by the price of 1 transaction in Table I.