Haden Patrick C's Form 4 filing
Tetra Tech Inc (TTEK) · filed Nov 24, 2021
- Accession no.
- 0000831641-21-000138
- Filed
- Nov 24, 2021
- Trade date
- Nov 23-24, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $512.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Haden Patrick CCIK 0001183870 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | COMMON STOCK | AGrant or awardAcquired | +2,310 | $0.00F1 | $0 | 6,100 | Direct | |
| Nov 23, 2021 | COMMON STOCK | SSaleDisposed | −410 | $186.03F2 | −$76,272.3 | 5,690 | Direct | |
| Nov 24, 2021 | COMMON STOCK | SSaleDisposed | −2,200 | $188.94F3 | −$415,668 | 3,490 | Direct | |
| Nov 24, 2021 | COMMON STOCK | SSaleDisposed | −110 | $189.85F2 | −$20,883.5 | 3,380 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | COMMON STOCK | AGrant or awardAcquired | +318 | $0.00 | $0 | 318 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.
Referenced by the price of 1 transaction in Table I.
- F2
All shares sold at an exact price.
Referenced by the price of 2 transactions in Table I.
- F3
$188.94 is an average price. Shares were sold at prices ranging from $188.76 to $189.16 per share.
Referenced by the price of 1 transaction in Table I.