Argus Roger R's Form 4 filing
Tetra Tech Inc (TTEK) · filed Nov 24, 2021
- Accession no.
- 0000831641-21-000131
- Filed
- Nov 24, 2021
- Trade date
- Nov 23-24, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.01M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Argus Roger RCIK 0001721930 | Officer (SVP, Government Services Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | COMMON STOCK | AGrant or awardAcquired | +6,466 | $0.00F1 | $0 | 9,480 | Direct | |
| Nov 23, 2021 | COMMON STOCK | FTax withholdingDisposed | −3,491 | $190.38F2 | −$664,616.58 | 5,989 | Direct | |
| Nov 24, 2021 | COMMON STOCK | SSaleDisposed | −2,975 | $188.65F3 | −$561,233.75 | 3,014 | Direct | |
| Nov 24, 2021 | COMMON STOCK | SSaleDisposed | −976 | $189.52F3 | −$184,971.52 | 2,038 | Direct | |
| Nov 24, 2021 | COMMON STOCK | MOption exerciseAcquired | +1,395 | $47.95 | +$66,890.25 | 3,433 | Direct | |
| Nov 24, 2021 | COMMON STOCK | SSaleDisposed | −1,395 | $189.52F3 | −$264,380.4 | 2,038 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | COMMON STOCK | AGrant or awardAcquired | +1,645 | $0.00 | $0 | 1,645 | Direct | |
| Nov 24, 2021 | COMMON STOCK | MOption exerciseDisposed | −1,395 | $47.95 | −$66,890.25 | 2,790 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2018 Equity Incentive Plan.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the combined number of shares withheld to pay the related tax liability on a total of 6,466 performance stock units (PSUs) which vested on November 23, 2021.
Referenced by the price of 1 transaction in Table I.
- F3
All shares sold at an exact price.
Referenced by the price of 3 transactions in Table I.