Thompson J Kenneth's Form 4 filing
Tetra Tech Inc (TTEK) · filed Sep 3, 2021
- Accession no.
- 0000831641-21-000066
- Filed
- Sep 3, 2021
- Trade date
- Sep 3, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $638.5K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thompson J KennethCIK 0001188787 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | COMMON STOCK | MOption exerciseAcquired | +4,200 | $27.16 | +$114,072 | 28,638 | Direct | |
| Sep 3, 2021 | COMMON STOCK | SSaleDisposed | −4,200 | $152.03F1 | −$638,526 | 24,438 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | COMMON STOCK | MOption exerciseDisposed | −4,200 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
$152.0266 is an average price. Shares were sold at prices ranging from $152.010 to $152.125 per share.
Referenced by the price of 1 transaction in Table I.