Wakefield Stephen E's Form 4 filing
Aaon, Inc. (AAON) · filed Jul 15, 2024
- Accession no.
- 0000824142-24-000176
- Filed
- Jul 15, 2024
- Trade date
- Jul 12, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.70M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wakefield Stephen ECIK 0001757894 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2024 | Common Stock, par value $.004 | MOption exerciseAcquired | +27,300 | $27.58 | +$752,934 | 42,970 | Direct | |
| Jul 12, 2024 | Common Stock, par value $.004 | SSaleDisposed | −27,300 | $90.13 | −$2,460,549 | 15,670 | Direct | |
| Jul 12, 2024 | Common Stock, par value $.004 | MOption exerciseAcquired | +2,646 | $36.13 | +$95,599.98 | 18,316 | Direct | |
| Jul 12, 2024 | Common Stock, par value $.004 | SSaleDisposed | −2,646 | $90.08 | −$238,351.68 | 15,670 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2024 | Common Stock | MOption exerciseDisposed | −27,300 | $27.58 | −$752,934 | 0 | Direct | |
| Jul 12, 2024 | Common Stock | MOption exerciseDisposed | −2,646 | $36.13 | −$95,599.98 | 2,646 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.