Wakefield Stephen E's Form 4 filing
Aaon, Inc. (AAON) · filed Mar 15, 2024
- Accession no.
- 0000824142-24-000069
- Filed
- Mar 15, 2024
- Trade date
- Mar 13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.99M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wakefield Stephen ECIK 0001757894 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2024 | Common Stock, par value $.004 | MOption exerciseAcquired | +12,696 | $29.48 | +$374,278.08 | 28,688 | Direct | |
| Mar 13, 2024 | Common Stock, par value $.004 | MOption exerciseAcquired | +7,820 | $48.91 | +$382,476.2 | 36,508 | Direct | |
| Mar 13, 2024 | Common Stock, par value $.004 | MOption exerciseAcquired | +2,646 | $36.13 | +$95,599.98 | 39,154 | Direct | |
| Mar 13, 2024 | Common Stock, par value $.004 | MOption exerciseAcquired | +1,493 | $62.04 | +$92,625.72 | 40,647 | Direct | |
| Mar 13, 2024 | Common Stock, par value $.004 | SSaleDisposed | −24,655 | $80.86 | −$1,993,603.3 | 15,992 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2024 | Common Stock | MOption exerciseDisposed | −12,696 | $29.48 | −$374,278.08 | 12,696 | Direct | |
| Mar 13, 2024 | Common Stock | MOption exerciseDisposed | −7,820 | $48.91 | −$382,476.2 | 0 | Direct | |
| Mar 13, 2024 | Common Stock | MOption exerciseDisposed | −2,646 | $36.13 | −$95,599.98 | 5,292 | Direct | |
| Mar 13, 2024 | Common Stock | MOption exerciseDisposed | −1,493 | $62.04 | −$92,625.72 | 2,984 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.