Wakefield Stephen E's Form 4 filing
Aaon, Inc. (AAON) · filed Dec 27, 2023
- Accession no.
- 0000824142-23-000193
- Filed
- Dec 27, 2023
- Trade date
- Dec 26-27, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.23M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wakefield Stephen ECIK 0001757894 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 26, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +15,000 | $29.48 | +$442,200 | 28,473 | Direct | |
| Dec 26, 2023 | Common Stock, par value $.004 | SSaleDisposed | −15,000 | $74.00 | −$1,110,000 | 13,473 | Direct | |
| Dec 27, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +2,597 | $29.48 | +$76,559.56 | 16,070 | Direct | |
| Dec 27, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +12,403 | $48.91 | +$606,630.73 | 28,473 | Direct | |
| Dec 27, 2023 | Common Stock, par value $.004 | SSaleDisposed | −15,000 | $75.00 | −$1,125,000 | 13,473 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 26, 2023 | Common Stock | MOption exerciseDisposed | −15,000 | $29.48 | −$442,200 | 27,989 | Direct | |
| Dec 27, 2023 | Common Stock | MOption exerciseDisposed | −2,597 | $29.48 | −$76,559.56 | 25,392 | Direct | |
| Dec 27, 2023 | Common Stock | MOption exerciseDisposed | −12,403 | $48.91 | −$606,630.73 | 7,820 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.