Wakefield Stephen E's Form 4 filing
Aaon, Inc. (AAON) · filed Dec 21, 2023
- Accession no.
- 0000824142-23-000191
- Filed
- Dec 21, 2023
- Trade date
- Dec 19-20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.36M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wakefield Stephen ECIK 0001757894 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +18,064 | $27.58 | +$498,205.12 | 31,537 | Direct | |
| Dec 19, 2023 | Common Stock, par value $.004 | SSaleDisposed | −18,064 | $72.29 | −$1,305,846.56 | 13,473 | Direct | |
| Dec 20, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +21,445 | $27.58 | +$591,453.1 | 34,918 | Direct | |
| Dec 20, 2023 | Common Stock, par value $.004 | SSaleDisposed | −21,445 | $72.61 | −$1,557,121.45 | 13,473 | Direct | |
| Dec 20, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +20,491 | $29.48 | +$604,074.68 | 33,964 | Direct | |
| Dec 20, 2023 | Common Stock, par value $.004 | SSaleDisposed | −20,491 | $72.93 | −$1,494,408.63 | 13,473 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | Common Stock | MOption exerciseDisposed | −18,064 | $27.58 | −$498,205.12 | 48,745 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseDisposed | −21,445 | $27.58 | −$591,453.1 | 27,300 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseDisposed | −20,491 | $29.48 | −$604,074.68 | 42,989 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.