Wakefield Stephen E's Form 4 filing
Aaon, Inc. (AAON) · filed Dec 18, 2023
- Accession no.
- 0000824142-23-000187
- Filed
- Dec 18, 2023
- Trade date
- Dec 14-15, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $7.50M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wakefield Stephen ECIK 0001757894 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +849 | $17.65 | +$14,984.85 | 14,322 | Direct | |
| Dec 14, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +2,160 | $21.87 | +$47,239.2 | 16,482 | Direct | |
| Dec 14, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +33,300 | $24.63 | +$820,179 | 49,782 | Direct | |
| Dec 14, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +39,691 | $27.58 | +$1,094,677.78 | 89,473 | Direct | |
| Dec 14, 2023 | Common Stock, par value $.004 | SSaleDisposed | −76,000 | $70.31 | −$5,343,560 | 13,473 | Direct | |
| Dec 15, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +30,000 | $27.58 | +$827,400 | 43,473 | Direct | |
| Dec 15, 2023 | Common Stock, par value $.004 | SSaleDisposed | −30,000 | $71.88 | −$2,156,400 | 13,473 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −849 | $17.65 | −$14,984.85 | 0 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −2,160 | $21.87 | −$47,239.2 | 0 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −33,300 | $24.63 | −$820,179 | 0 | Direct | |
| Dec 14, 2023 | Common Stock | MOption exerciseDisposed | −39,691 | $27.58 | −$1,094,677.78 | 96,809 | Direct | |
| Dec 15, 2023 | Common Stock | MOption exerciseDisposed | −30,000 | $27.58 | −$827,400 | 66,809 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.