Thompson Rebecca's Form 4 filing
Aaon, Inc. (AAON) · filed Nov 29, 2023
- Accession no.
- 0000824142-23-000181
- Filed
- Nov 29, 2023
- Trade date
- Nov 27, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $320.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thompson RebeccaCIK 0001565768 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +5,000 | $24.63 | +$123,150 | 20,107 | Direct | |
| Nov 27, 2023 | Common Stock, par value $.004 | SSaleDisposed | −5,000 | $64.00 | −$320,000 | 15,107 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2023 | Common Stock | MOption exerciseDisposed | −5,000 | $64.00 | −$320,000 | 27,850 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.