Kidwell Casey's Form 4 filing
Aaon, Inc. (AAON) · filed Jun 8, 2023
- Accession no.
- 0000824142-23-000133
- Filed
- Jun 8, 2023
- Trade date
- Jun 7, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $303.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kidwell CaseyCIK 0001929992 | Officer (VP, Administration) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Common Stock, par value $.004 | FTax withholdingDisposed | −60 | $95.58 | −$5,734.8 | 2,446 | Direct | |
| Jun 7, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +1,607 | $64.47 | +$103,603.29 | 4,053 | Direct | |
| Jun 7, 2023 | Common Stock, par value $.004 | SSaleDisposed | −1,607 | $95.01F1 | −$152,681.07 | 2,446 | Direct | |
| Jun 7, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +1,036 | $54.20 | +$56,151.2 | 3,482 | Direct | |
| Jun 7, 2023 | Common Stock, par value $.004 | SSaleDisposed | −1,036 | $95.01F1 | −$98,430.36 | 2,446 | Direct | |
| Jun 7, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +554 | $53.11 | +$29,422.94 | 3,000 | Direct | |
| Jun 7, 2023 | Common Stock, par value $.004 | SSaleDisposed | −554 | $95.01F1 | −$52,635.54 | 2,446 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Common Stock | MOption exerciseDisposed | −1,607 | $95.01F1 | −$152,681.07 | 1,607 | Direct | |
| Jun 7, 2023 | Common Stock | MOption exerciseDisposed | −1,036 | $95.01F1 | −$98,430.36 | 2,072 | Direct | |
| Jun 7, 2023 | Common Stock | MOption exerciseDisposed | −554 | $95.01F1 | −$52,635.54 | 1,108 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $95.00 to $95.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.