Thompson Rebecca's Form 4 filing
Aaon, Inc. (AAON) · filed Jun 8, 2023
- Accession no.
- 0000824142-23-000131
- Filed
- Jun 8, 2023
- Trade date
- Jun 7, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $655.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thompson RebeccaCIK 0001565768 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +6,900 | $36.95 | +$254,955 | 16,972 | Direct | |
| Jun 7, 2023 | Common Stock, par value $.004 | SSaleDisposed | −6,900 | $95.00F1 | −$655,500 | 10,072 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Common Stock | MOption exerciseDisposed | −6,900 | $95.00F1 | −$655,500 | 21,900 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
All shares sold at an exact price. A breakdown is not applicable.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.