Fields Gary D's Form 4 filing
Aaon, Inc. (AAON) · filed May 15, 2023
- Accession no.
- 0000824142-23-000099
- Filed
- May 15, 2023
- Trade date
- May 11-12, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.51M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fields Gary DCIK 0001642826 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2023 | Common Stock, par value $.004 | FTax withholdingDisposed | −110 | $95.79 | −$10,536.9 | 39,827 | Direct | |
| May 11, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +504 | $36.95 | +$18,622.8 | 40,331 | Direct | |
| May 11, 2023 | Common Stock, par value $.004 | SSaleDisposed | −504 | $97.04 | −$48,908.16 | 39,827 | Direct | |
| May 12, 2023 | Common Stock, par value $.004 | FTax withholdingDisposed | −98 | $94.69 | −$9,279.62 | 39,729 | Direct | |
| May 12, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +12,156 | $36.95 | +$449,164.2 | 51,885 | Direct | |
| May 12, 2023 | Common Stock, par value $.004 | SSaleDisposed | −12,156 | $94.86 | −$1,153,118.16 | 39,729 | Direct | |
| May 12, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +13,800 | $41.37 | +$570,906 | 53,529 | Direct | |
| May 12, 2023 | Common Stock, par value $.004 | SSaleDisposed | −13,800 | $94.86 | −$1,309,068 | 39,729 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2023 | Common Stock | MOption exerciseDisposed | −504 | $97.04 | −$48,908.16 | 12,156 | Direct | |
| May 12, 2023 | Common Stock | MOption exerciseDisposed | −12,156 | $94.86 | −$1,153,118.16 | 0 | Direct | |
| May 12, 2023 | Common Stock | MOption exerciseDisposed | −13,800 | $94.86 | −$1,309,068 | 48,800 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.