Kidwell Casey's Form 4 filing
Aaon, Inc. (AAON) · filed Mar 10, 2023
- Accession no.
- 0000824142-23-000036
- Filed
- Mar 10, 2023
- Trade date
- Mar 6-9, 2023
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $148.9K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kidwell CaseyCIK 0001929992 | Officer (VP, Administration) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2023 | Common Stock, par value $.004 | AGrant or awardAcquired | +831 | $0.00 | $0 | 2,616 | Direct | |
| Mar 9, 2023 | Common Stock, par value $.004 | MOption exerciseAcquired | +1,607 | $64.47 | +$103,603.29 | 4,223 | Direct | |
| Mar 9, 2023 | Common Stock, par value $.004 | SSaleDisposed | −1,607 | $92.63F2 | −$148,856.41 | 2,616 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2023 | Common Stock | MOption exerciseDisposed | −1,607 | $92.63F2 | −$148,856.41 | 3,214 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $92.30 to $93.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
Remarks
Due to an administrative delay, this Form 4, as it relates to the 3/6/2023 grants, has been filed two business day later than required by SEC rules.