Gadiwalla Rony D's Form 4 filing
Aaon, Inc. (AAON) · filed Oct 25, 2022
- Accession no.
- 0000824142-22-000220
- Filed
- Oct 25, 2022
- Trade date
- Oct 24, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $548.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gadiwalla Rony DCIK 0001757883 | Other: Former - VP, Info. Technology |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 24, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +5,000 | $41.37 | +$206,850 | 25,726 | Direct | |
| Oct 24, 2022 | Common Stock, par value $.004 | SSaleDisposed | −5,000 | $57.04F1 | −$285,200 | 20,726 | Direct | |
| Oct 24, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +2,500 | $41.37 | +$103,425 | 23,226 | Direct | |
| Oct 24, 2022 | Common Stock, par value $.004 | SSaleDisposed | −2,500 | $58.04F2 | −$145,100 | 20,726 | Direct | |
| Oct 24, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +2,000 | $41.37 | +$82,740 | 22,726 | Direct | |
| Oct 24, 2022 | Common Stock, par value $.004 | SSaleDisposed | −2,000 | $58.84F3 | −$117,680 | 20,726 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 24, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $57.04F1 | −$285,200 | 5,960 | Direct | |
| Oct 24, 2022 | Common Stock | MOption exerciseDisposed | −2,500 | $58.04F2 | −$145,100 | 3,460 | Direct | |
| Oct 24, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $58.84F3 | −$117,680 | 1,460 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $57.00 to $57.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F2
This transaction was executed in multiple trades at prices ranging from $58.00 to $58.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
This transaction was executed in multiple trades at prices ranging from $58.70 to $59.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.