Gadiwalla Rony D's Form 4 filing
Aaon, Inc. (AAON) · filed Aug 16, 2022
- Accession no.
- 0000824142-22-000187
- Filed
- Aug 16, 2022
- Trade date
- Aug 12-15, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 8 derivative transactions. Open-market sales total $503.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gadiwalla Rony DCIK 0001757883 | Other: Former - VP, Info. Technology |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +1,000 | $36.95 | +$36,950 | 28,144 | Direct | |
| Aug 12, 2022 | Common Stock, par value $.004 | SSaleDisposed | −1,000 | $61.70F1 | −$61,700 | 27,144 | Direct | |
| Aug 12, 2022 | Common Stock, par value $.004 | DReturned to the companyDisposed | −6,418 | $0.00 | $0 | 20,726 | Direct | |
| Aug 15, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +7,000 | $36.95 | +$258,650 | 27,726 | Direct | |
| Aug 15, 2022 | Common Stock, par value $.004 | SSaleDisposed | −3,000 | $63.13F3 | −$189,390 | 24,726 | Direct | |
| Aug 15, 2022 | Common Stock, par value $.004 | SSaleDisposed | −4,000 | $63.21F4 | −$252,840 | 20,726 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 12, 2022 | Common Stock | MOption exerciseDisposed | −1,000 | $61.70F1 | −$61,700 | 35,133 | Direct | |
| Aug 12, 2022 | Common Stock | DReturned to the companyDisposed | −8,498 | $36.95 | −$314,001.1 | 26,635 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −3,000 | $63.13F3 | −$189,390 | 23,635 | Direct | |
| Aug 15, 2022 | Common Stock | MOption exerciseDisposed | −4,000 | $63.21F4 | −$252,840 | 19,635 | Direct | |
| Aug 12, 2022 | Common Stock | DReturned to the companyDisposed | −18,800 | $41.37 | −$777,756 | 28,200 | Direct | |
| Aug 12, 2022 | Common Stock | DReturned to the companyDisposed | −17,346 | $44.22 | −$767,040.12 | 11,564 | Direct | |
| Aug 12, 2022 | Common Stock | DReturned to the companyDisposed | −4,494 | $73.36 | −$329,679.84 | 2,247 | Direct | |
| Aug 12, 2022 | Common Stock | DReturned to the companyDisposed | −3,780 | $54.20 | −$204,876 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
All shares sold at an exact price. A breakdown is not applicable.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
This transaction was executed in multiple trades at prices ranging from $63.00 to $63.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F4
This transaction was executed in multiple trades at prices ranging from $63.13 to $63.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.