Fields Gary D's Form 4 filing
Aaon, Inc. (AAON) · filed Aug 12, 2022
- Accession no.
- 0000824142-22-000185
- Filed
- Aug 12, 2022
- Trade date
- Aug 11, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.32M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fields Gary DCIK 0001642826 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +1,389 | $32.70 | +$45,420.3 | 39,578 | Direct | |
| Aug 11, 2022 | Common Stock, par value $.004 | SSaleDisposed | −1,389 | $61.41 | −$85,298.49 | 38,189 | Direct | |
| Aug 11, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +7,470 | $34.10 | +$254,727 | 45,659 | Direct | |
| Aug 11, 2022 | Common Stock, par value $.004 | SSaleDisposed | −7,470 | $61.41 | −$458,732.7 | 38,189 | Direct | |
| Aug 11, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +12,660 | $36.95 | +$467,787 | 50,849 | Direct | |
| Aug 11, 2022 | Common Stock, par value $.004 | SSaleDisposed | −12,660 | $61.41 | −$777,450.6 | 38,189 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −1,389 | $61.41 | −$85,298.49 | 0 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −7,470 | $61.41 | −$458,732.7 | 0 | Direct | |
| Aug 11, 2022 | Common Stock | MOption exerciseDisposed | −12,660 | $61.41 | −$777,450.6 | 12,660 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.