Gadiwalla Rony D's Form 4 filing
Aaon, Inc. (AAON) · filed Jun 8, 2022
- Accession no.
- 0000824142-22-000146
- Filed
- Jun 8, 2022
- Trade date
- Jun 6, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $174.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gadiwalla Rony DCIK 0001757883 | Officer (VP, Information Technology) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +1,000 | $36.95 | +$36,950 | 28,144 | Direct | |
| Jun 6, 2022 | Common Stock, par value $.004 | SSaleDisposed | −1,000 | $56.00F1 | −$56,000 | 27,144 | Direct | |
| Jun 6, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +2,000 | $36.95 | +$73,900 | 29,144 | Direct | |
| Jun 6, 2022 | Common Stock, par value $.004 | SSaleDisposed | −2,000 | $55.68F1 | −$111,360 | 27,144 | Direct | |
| Jun 6, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +126 | $36.95 | +$4,655.7 | 27,270 | Direct | |
| Jun 6, 2022 | Common Stock, par value $.004 | SSaleDisposed | −126 | $56.40F1 | −$7,106.4 | 27,144 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2022 | Common Stock | MOption exerciseDisposed | −1,000 | $56.00F1 | −$56,000 | 37,900 | Direct | |
| Jun 6, 2022 | Common Stock | MOption exerciseDisposed | −2,000 | $55.68F1 | −$111,360 | 35,900 | Direct | |
| Jun 6, 2022 | Common Stock | MOption exerciseDisposed | −126 | $56.40F1 | −$7,106.4 | 35,774 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
All shares sold at an exact price. A breakdown is not applicable.
Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.