Gadiwalla Rony D's Form 4 filing
Aaon, Inc. (AAON) · filed Jun 3, 2022
- Accession no.
- 0000824142-22-000144
- Filed
- Jun 3, 2022
- Trade date
- Jun 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $188.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gadiwalla Rony DCIK 0001757883 | Officer (VP, Information Technology) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +1,000 | $34.10 | +$34,100 | 28,144 | Direct | |
| Jun 1, 2022 | Common Stock, par value $.004 | SSaleDisposed | −1,000 | $54.20F1 | −$54,200 | 27,144 | Direct | |
| Jun 1, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +1,000 | $34.10 | +$34,100 | 28,144 | Direct | |
| Jun 1, 2022 | Common Stock, par value $.004 | SSaleDisposed | −1,000 | $53.80F1 | −$53,800 | 27,144 | Direct | |
| Jun 2, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +1,475 | $34.10 | +$50,297.5 | 28,619 | Direct | |
| Jun 2, 2022 | Common Stock, par value $.004 | SSaleDisposed | −1,475 | $54.56F1 | −$80,476 | 27,144 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Stock | MOption exerciseDisposed | −1,000 | $54.20F1 | −$54,200 | 2,475 | Direct | |
| Jun 1, 2022 | Common Stock | MOption exerciseDisposed | −1,000 | $53.80F1 | −$53,800 | 1,475 | Direct | |
| Jun 2, 2022 | Common Stock | MOption exerciseDisposed | −1,475 | $54.56F1 | −$80,476 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
All shares sold at an exact price. A breakdown is not applicable.
Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.