Wichman Gordon Douglas's Form 4 filing
Aaon, Inc. (AAON) · filed May 27, 2022
- Accession no.
- 0000824142-22-000136
- Filed
- May 27, 2022
- Trade date
- May 25, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $177.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wichman Gordon DouglasCIK 0001903665 | Officer (Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +304 | $26.47 | +$8,046.88 | 5,886 | Direct | |
| May 25, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +300 | $32.80 | +$9,840 | 6,186 | Direct | |
| May 25, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +620 | $33.20 | +$20,584 | 6,806 | Direct | |
| May 25, 2022 | Common Stock, par value $.004 | MOption exerciseAcquired | +800 | $32.37 | +$25,896 | 7,606 | Direct | |
| May 25, 2022 | Common Stock, par value $.004 | SSaleDisposed | −2,024 | $52.14F1 | −$105,531.36 | 5,582 | Direct | |
| May 25, 2022 | Common Stock, par value $.004 | SSaleDisposed | −1,374 | $52.17F2 | −$71,681.58 | 4,208 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2022 | Common Stock | MOption exerciseDisposed | −304 | $52.14F1 | −$15,850.56 | 0 | Direct | |
| May 25, 2022 | Common Stock | MOption exerciseDisposed | −300 | $52.14F1 | −$15,642 | 0 | Direct | |
| May 25, 2022 | Common Stock | MOption exerciseDisposed | −620 | $52.14F1 | −$32,326.8 | 620 | Direct | |
| May 25, 2022 | Common Stock | MOption exerciseDisposed | −800 | $52.14F1 | −$41,712 | 12,868 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $52.13 to $52.23. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I and 4 transactions in Table II.
- F2
This transaction was executed in multiple trades at prices ranging from $52.15 to $52.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.