Thompson Rebecca's Form 4 filing
Aaon, Inc. (AAON) · filed Dec 3, 2021
- Accession no.
- 0000824142-21-000163
- Filed
- Dec 3, 2021
- Trade date
- Dec 2-3, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $439.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thompson RebeccaCIK 0001565768 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2021 | Common Stock, par value $.004 | MOption exerciseAcquired | +660 | $21.93 | +$14,473.8 | 9,270 | Direct | |
| Dec 2, 2021 | Common Stock, par value $.004 | MOption exerciseAcquired | +900 | $22.15 | +$19,935 | 10,170 | Direct | |
| Dec 2, 2021 | Common Stock, par value $.004 | SSaleDisposed | −1,560 | $78.64F1 | −$122,678.4 | 8,610 | Direct | |
| Dec 3, 2021 | Common Stock, par value $.004 | MOption exerciseAcquired | +4,000 | $34.10 | +$136,400 | 12,610 | Direct | |
| Dec 3, 2021 | Common Stock, par value $.004 | SSaleDisposed | −4,000 | $79.25F2 | −$317,000 | 8,610 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2021 | Common Stock | MOption exerciseDisposed | −660 | $78.64F1 | −$51,902.4 | 0 | Direct | |
| Dec 2, 2021 | Common Stock | MOption exerciseDisposed | −900 | $78.64F1 | −$70,776 | 0 | Direct | |
| Dec 3, 2021 | Common Stock | MOption exerciseDisposed | −4,000 | $79.25F2 | −$317,000 | 15,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $78.37 to $79.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I and 2 transactions in Table II.
- F2
This transaction was executed in multiple trades at prices ranging from $78.98 to $79.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.