Gadiwalla Rony D's Form 4 filing
Aaon, Inc. (AAON) · filed Nov 24, 2021
- Accession no.
- 0000824142-21-000152
- Filed
- Nov 24, 2021
- Trade date
- Nov 23, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $287.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gadiwalla Rony DCIK 0001757883 | Officer (VP, Information Technology) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | Common Stock, par value $.004 | MOption exerciseAcquired | +3,672 | $22.15 | +$81,334.8 | 30,976 | Direct | |
| Nov 23, 2021 | Common Stock, par value $.004 | SSaleDisposed | −3,672 | $78.20F1 | −$287,150.4 | 27,304 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | Common Stock | MOption exerciseDisposed | −3,672 | $78.20F1 | −$287,150.4 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
All shares sold at an exact price. A breakdown is not applicable.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.