Fields Gary D's Form 4 filing
Aaon, Inc. (AAON) · filed Nov 24, 2021
- Accession no.
- 0000824142-21-000150
- Filed
- Nov 24, 2021
- Trade date
- Nov 23, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.59M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fields Gary DCIK 0001642826 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 23, 2021 | Common Stock, par value $.004 | MOption exerciseAcquired | +5,332 | $36.95 | +$197,017.4 | 39,353 | Direct | |
| Nov 23, 2021 | Common Stock, par value $.004 | MOption exerciseAcquired | +15,000 | $41.37 | +$620,550 | 54,353 | Direct | |
| Nov 23, 2021 | Common Stock, par value $.004 | SSaleDisposed | −20,332 | $78.02F1 | −$1,586,302.64 | 34,021 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $77.10 to $78.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I and 2 transactions in Table II.