Fields Gary D's Form 4 filing
Aaon, Inc. (AAON) · filed Aug 24, 2021
- Accession no.
- 0000824142-21-000120
- Filed
- Aug 24, 2021
- Trade date
- Aug 20-23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $230.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fields Gary DCIK 0001642826 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Stock, par value $.004 | MOption exerciseAcquired | +501 | $36.95 | +$18,511.95 | 34,522 | Direct | |
| Aug 20, 2021 | Common Stock, par value $.004 | SSaleDisposed | −501 | $69.54 | −$34,839.54 | 34,021 | Direct | |
| Aug 23, 2021 | Common Stock, par value $.004 | MOption exerciseAcquired | +2,810 | $36.95 | +$103,829.5 | 36,831 | Direct | |
| Aug 23, 2021 | Common Stock, par value $.004 | SSaleDisposed | −2,810 | $69.55 | −$195,435.5 | 34,021 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Stock | MOption exerciseDisposed | −501 | $69.54 | −$34,839.54 | 33,462 | Direct | |
| Aug 23, 2021 | Common Stock | MOption exerciseDisposed | −2,810 | $69.55 | −$195,435.5 | 30,652 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.