Bowe Patrick E.'s Form 4 filing
Andersons, Inc. (ANDE) · filed Feb 24, 2022
- Accession no.
- 0000821026-22-000052
- Filed
- Feb 24, 2022
- Trade date
- Feb 22-23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.06M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bowe Patrick E.CIK 0001657533 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Common Stock | MOption exerciseAcquired | +100 | $35.40 | +$3,540 | 144,014.41 | Direct | |
| Feb 22, 2022 | Common Stock | SSaleDisposed | −100 | $40.08 | −$4,008 | 143,914.41 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseAcquired | +1,529 | $35.40 | +$54,126.6 | 145,443.41 | Direct | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −1,529 | $40.89F1 | −$62,520.81 | 143,914.41 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseAcquired | +7,814 | $35.40 | +$276,615.6 | 151,728.41 | Direct | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −7,814 | $41.20F2 | −$321,936.8 | 143,914.41 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseAcquired | +8,125 | $35.40 | +$287,625 | 152,039.41 | Direct | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −8,125 | $41.57F3 | −$337,756.25 | 143,914.41 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseAcquired | +8,125 | $35.40 | +$287,625 | 152,039.41 | Direct | |
| Feb 23, 2022 | Common Stock | SSaleDisposed | −8,125 | $41.42F4 | −$336,537.5 | 143,914.41 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Common Stock | MOption exerciseDisposed | −100 | $40.08 | −$4,008 | 82,468 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseDisposed | −1,529 | $40.89 | −$62,520.81 | 80,939 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseDisposed | −7,814 | $41.20 | −$321,936.8 | 73,125 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseDisposed | −8,125 | $41.57 | −$337,756.25 | 65,000 | Direct | |
| Feb 23, 2022 | Common Stock | MOption exerciseDisposed | −8,125 | $41.42 | −$336,537.5 | 56,875 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $40.11 to $41.68. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $40.615 to $41.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $41.075 to $41.705. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $41.50 to $41.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.