Bowe Patrick E.'s Form 4 filing
Andersons, Inc. (ANDE) · filed Feb 17, 2022
- Accession no.
- 0000821026-22-000042
- Filed
- Feb 17, 2022
- Trade date
- Feb 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.15M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bowe Patrick E.CIK 0001657533 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseAcquired | +28,326 | $35.40 | +$1,002,740.4 | 172,240.41 | Direct | |
| Feb 15, 2022 | Common Stock | SSaleDisposed | −28,326 | $40.00F1 | −$1,133,040 | 143,914.41 | Direct | |
| Feb 16, 2022 | Common Stock | MOption exerciseAcquired | +90 | $35.40 | +$3,186 | 144,004.41 | Direct | |
| Feb 16, 2022 | Common Stock | MOption exerciseAcquired | +311 | $35.40 | +$11,009.4 | 144,315.41 | Direct | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −90 | $40.57 | −$3,651.3 | 144,225.41 | Direct | |
| Feb 16, 2022 | Common Stock | SSaleDisposed | −311 | $40.76F2 | −$12,676.36 | 143,914.41 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 15, 2022 | Common Stock | MOption exerciseDisposed | −28,326 | $40.00 | −$1,133,040 | 82,969 | Direct | |
| Feb 16, 2022 | Common Stock | MOption exerciseDisposed | −90 | $40.57 | −$3,651.3 | 82,879 | Direct | |
| Feb 16, 2022 | Common Stock | MOption exerciseDisposed | −311 | $40.76 | −$12,676.36 | 82,568 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $40.00 to $40.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $40.62 to $41.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.