Bowe Patrick E.'s Form 4 filing
Andersons, Inc. (ANDE) · filed Dec 28, 2021
- Accession no.
- 0000821026-21-000212
- Filed
- Dec 28, 2021
- Trade date
- Dec 27, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $727.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bowe Patrick E.CIK 0001657533 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +6,830 | $35.40 | +$241,782 | 168,557.02 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +11,852 | $35.40 | +$419,560.8 | 180,409.02 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −6,830 | $38.75F1 | −$264,662.5 | 173,579.02 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −11,852 | $39.01F2 | −$462,346.52 | 161,727.02 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock | MOption exerciseDisposed | −6,830 | $38.75 | −$264,662.5 | 173,000 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseDisposed | −11,852 | $39.01 | −$462,346.52 | 161,148 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $38.50 to $39.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $39.00 to $39.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.