Bowe Patrick E.'s Form 4 filing
Andersons, Inc. (ANDE) · filed Nov 10, 2021
- Accession no.
- 0000821026-21-000201
- Filed
- Nov 10, 2021
- Trade date
- Nov 8-9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.29M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bowe Patrick E.CIK 0001657533 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | SSaleDisposed | −21,694 | $38.08F1 | −$826,107.52 | 140,033.02 | Direct | |
| Nov 9, 2021 | Common Stock | SSaleDisposed | −12,161 | $38.22F2 | −$464,793.42 | 127,872.02 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +3,515 | $35.40 | +$124,431 | 131,387.02 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +18,179 | $35.40 | +$643,536.6 | 149,566.02 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +12,161 | $35.40 | +$430,499.4 | 161,727.02 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −3,515 | $38.00 | −$133,570 | 233,740 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −18,179 | $38.10 | −$692,619.9 | 215,561 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −12,161 | $38.22 | −$464,793.42 | 203,400 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $37.64 to $38.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $38.00 to $38.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.