Icahn Brett's Form 4 filing
Newell Brands Inc. (NWL) · filed Feb 21, 2023
- Accession no.
- 0000814453-23-000028
- Filed
- Feb 21, 2023
- Trade date
- Feb 16-17, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $9.03M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Icahn BrettCIK 0001387184 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2023 | Common Stock | SSaleDisposed | −107,372 | $15.37F1 | −$1,650,307.64 | 845,631 | Direct | |
| Feb 16, 2023 | Common Stock | SSaleDisposed | −26,286 | $15.37F1 | −$404,015.82 | 213,714 | Indirect | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −374,628 | $14.95F2 | −$5,600,688.6 | 471,003 | Direct | |
| Feb 17, 2023 | Common Stock | SSaleDisposed | −91,714 | $14.95F2 | −$1,371,124.3 | 122,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average stock price. Shares were sold between $15.29 and $15.50, inclusive.
Referenced by the price of 2 transactions in Table I.
- F2
The price reported is a weighted average stock price. Shares were sold between $14.77 and $15.18, inclusive.
Referenced by the price of 2 transactions in Table I.
Remarks
Brett Icahn may be deemed to be a member of a "group" (within the meaning of Section 13(d)(3) of the Act) with Carl Icahn and certain of Carl Icahn's controlled entities. Brett Icahn does not have any pecuniary interest in any shares beneficially owned by Carl Icahn, and Brett Icahn disclaims beneficial ownership of such shares.