Mizuho Securities USA LLC's Form 4 filing
Oak Woods Acquisition Corp (OAKU) · filed Oct 9, 2024
- Accession no.
- 0000812291-24-000012
- Filed
- Oct 9, 2024
- Trade date
- Oct 9, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $827.3K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mizuho Securities USA LLCCIK 0000812291 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 9, 2024 | Common Stock | SSaleDisposed | −74,000 | $11.18 | −$827,320 | 413,394 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Parent Company CIK 1785149 CCC zkn#c8fa