Mizuho Securities USA LLC's Form 4 filing
HumanCo Acquisition Corp. · filed Nov 30, 2022
- Accession no.
- 0000812291-22-000018
- Filed
- Nov 30, 2022, 2:52 PM ET
- Trade date
- Nov 25, 2022
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $651.3K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mizuho Securities USA LLCCIK 0000812291 | 10% Owner |
| Mizuho Financial Group IncCIK 0001335730 | 10% Owner |
| Mizuho Bank, Ltd.CIK 0001512734 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2022 | Common Stock | SSaleDisposed | −64,745 | $10.06 | −$651,334.7 | 3,093,750 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.