O'Donnell James C.'s Form 4 filing
Vail Resorts Inc (MTN) · filed Sep 29, 2021
- Accession no.
- 0000812011-21-000111
- Filed
- Sep 29, 2021
- Trade date
- Sep 27-28, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.70M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Donnell James C.CIK 0001700830 | Officer (EVP, Hospitality, Retail & RE) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | MOption exerciseAcquired | +494 | $0.00 | $0 | 8,539 | Direct | |
| Sep 27, 2021 | Common Stock | FTax withholdingDisposed | −217 | $344.01 | −$74,650.17 | 8,322 | Direct | |
| Sep 27, 2021 | Common Stock | MOption exerciseAcquired | +2,884 | $68.98 | +$198,938.32 | 11,206 | Direct | |
| Sep 27, 2021 | Common Stock | FTax withholdingDisposed | −1,473 | $346.08 | −$509,775.84 | 9,733 | Direct | |
| Sep 27, 2021 | Common Stock | MOption exerciseAcquired | +6,337 | $107.42 | +$680,720.54 | 16,070 | Direct | |
| Sep 27, 2021 | Common Stock | FTax withholdingDisposed | −3,886 | $346.08 | −$1,344,866.88 | 12,184 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −2,045 | $345.10F3 | −$705,729.5 | 10,139 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −2,200 | $346.14F4 | −$761,508 | 7,939 | Direct | |
| Sep 27, 2021 | Common Stock | SSaleDisposed | −400 | $346.74F5 | −$138,696 | 7,539 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −77 | $343.94F6 | −$26,483.38 | 7,462 | Direct | |
| Sep 28, 2021 | Common Stock | SSaleDisposed | −200 | $345.50F7 | −$69,100 | 7,262 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Common Stock | MOption exerciseDisposed | −494 | $0.00 | $0 | 0 | Direct | |
| Sep 27, 2021 | Common Stock | MOption exerciseDisposed | −2,884 | $68.98 | −$198,938.32 | 0 | Direct | |
| Sep 27, 2021 | Common Stock | MOption exerciseDisposed | −6,337 | $107.42 | −$680,720.54 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.65 to $345.61, inclusive. The Reporting Person undertakes to provide Vail Resorts, Inc., any security holder of Vail Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.67 to $346.62, inclusive. The Reporting Person undertakes to provide Vail Resorts, Inc., any security holder of Vail Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.70 to $346.80, inclusive. The Reporting Person undertakes to provide Vail Resorts, Inc., any security holder of Vail Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.94 to $343.96, inclusive. The Reporting Person undertakes to provide Vail Resorts, Inc., any security holder of Vail Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.00 to $345.99, inclusive. The Reporting Person undertakes to provide Vail Resorts, Inc., any security holder of Vail Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.