Carnecchia Scipio Maximus's Form 4 filing
Mitek Systems Inc (MITK) · filed Dec 12, 2023
- Accession no.
- 0000807863-23-000158
- Filed
- Dec 12, 2023
- Trade date
- Nov 30-Dec 7, 2023
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $746.3K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carnecchia Scipio MaximusCIK 0001255170 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2023 | Common Stock | MOption exerciseAcquired | +36,069 | $0.00 | $0 | 569,278 | Direct | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −12,370 | $11.07 | −$136,935.9 | 556,908 | Direct | |
| Dec 7, 2023 | Common Stock | SSaleDisposed | −15,612 | $10.86 | −$169,546.32 | 541,296 | Direct | |
| Dec 7, 2023 | Common Stock | SSaleDisposed | −21,890 | $10.86 | −$237,725.4 | 519,406 | Direct | |
| Dec 7, 2023 | Common Stock | SSaleDisposed | −18,611 | $10.86 | −$202,115.46 | 500,795 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2023 | Common Stock | MOption exerciseDisposed | −36,069 | $0.00 | $0 | 267,947 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.