Diamond Michael E's Form 4 filing
Mitek Systems Inc (MITK) · filed Dec 12, 2023
- Accession no.
- 0000807863-23-000156
- Filed
- Dec 12, 2023
- Trade date
- Nov 30-Dec 7, 2023
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $100.7K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Diamond Michael ECIK 0001590840 | Other: General Manager |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2023 | Common Stock | MOption exerciseAcquired | +9,018 | $0.00 | $0 | 275,542 | Direct | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −1,996 | $11.07 | −$22,095.72 | 273,546 | Direct | |
| Dec 7, 2023 | Common Stock | SSaleDisposed | −1,765 | $10.86 | −$19,167.9 | 271,781 | Direct | |
| Dec 7, 2023 | Common Stock | SSaleDisposed | −2,473 | $10.86 | −$26,856.78 | 269,308 | Direct | |
| Dec 7, 2023 | Common Stock | SSaleDisposed | −3,004 | $10.86 | −$32,623.44 | 266,304 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2023 | Common Stock | MOption exerciseDisposed | −9,018 | $0.00 | $0 | 90,051 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.