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Briggs Christopher H's Form 4 filing

Mitek Systems Inc (MITK) · filed Dec 12, 2023

Accession no.
0000807863-23-000154
Filed
Dec 12, 2023
Trade date
Nov 30-Dec 7, 2023
Filing delay
12 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $41.7K. It was filed 12 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Briggs Christopher HCIK 0001953402Other: SVP Identity

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 30, 2023Common StockMOption exerciseAcquired+9,018$0.00$096,479Direct
Dec 1, 2023Common StockSSaleDisposed−1,519$11.07−$16,815.3394,960Direct
Dec 7, 2023Common StockSSaleDisposed−2,287$10.86−$24,836.8292,673Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 30, 2023Common StockMOption exerciseDisposed−9,018$0.00$095,956Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)