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Gabelli Mario J's Form 4 filing

Gamco Investors, Inc. Et Al (GBL) · filed Dec 9, 2021

Accession no.
0000807249-21-000196
Filed
Dec 9, 2021, 4:16 PM ET
Trade date
Dec 8, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $19.9K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gabelli Mario JCIK 0001185533Director, Officer (Chairman & CEO), 10% Owner
GGCP, Inc.CIK 000123889410% Owner
GGCP Holdings LLCCIK 000149346010% Owner
Associated Capital Group, Inc.CIK 000164212210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 8, 2021Class A Common StockSSaleDisposed−800$24.88−$19,906.881,609,891Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)