Gabelli Mario J's Form 4 filing
Gamco Investors, Inc. Et Al (GBL) · filed Sep 28, 2021
- Accession no.
- 0000807249-21-000160
- Filed
- Sep 28, 2021, 4:42 PM ET
- Trade date
- Sep 27, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $36.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gabelli Mario JCIK 0001185533 | Director, Officer (Chairman & CEO), 10% Owner |
| GGCP, Inc.CIK 0001238894 | 10% Owner |
| GGCP Holdings LLCCIK 0001493460 | 10% Owner |
| Associated Capital Group, Inc.CIK 0001642122 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 27, 2021 | Class A Common Stock | SSaleDisposed | −1,400 | $26.16 | −$36,627.5 | 1,676,791 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.