Gabelli Mario J's Form 4 filing
Gamco Investors, Inc. Et Al (GBL) · filed Jul 22, 2021
- Accession no.
- 0000807249-21-000123
- Filed
- Jul 22, 2021, 4:47 PM ET
- Trade date
- Jul 21-22, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $109.7K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gabelli Mario JCIK 0001185533 | Director, Officer (Chairman & CEO), 10% Owner |
| GGCP, Inc.CIK 0001238894 | 10% Owner |
| GGCP Holdings LLCCIK 0001493460 | 10% Owner |
| Associated Capital Group, Inc.CIK 0001642122 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 21, 2021 | Class A Common Stock | SSaleDisposed | −1,938 | $28.02 | −$54,298.88 | 1,696,430 | Direct | |
| Jul 22, 2021 | Class A Common Stock | SSaleDisposed | −2,001 | $27.69 | −$55,402.29 | 1,694,429 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.