Zaderej Karen L.'s Form 4 filing
Axogen, Inc. (AXGN) · filed Mar 25, 2024
- Accession no.
- 0000805928-24-000051
- Filed
- Mar 25, 2024
- Trade date
- Mar 16-21, 2024
- Filing delay
- 9 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $301.7K. It was filed 9 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zaderej Karen L.CIK 0001530968 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2024 | Common Stock | MOption exerciseAcquired | +84,847 | $0.00 | $0 | 1,157,593 | Direct | |
| Mar 21, 2024 | Common Stock | SSaleDisposed | −33,028 | $7.68 | −$253,655.04 | 1,124,565 | Direct | |
| Mar 16, 2024 | Common Stock | MOption exerciseAcquired | +12,500 | $0.00 | $0 | 1,137,065 | Direct | |
| Mar 21, 2024 | Common Stock | SSaleDisposed | −3,086 | $7.68 | −$23,700.48 | 1,133,979 | Direct | |
| Mar 16, 2024 | Common Stock | MOption exerciseAcquired | +12,975 | $0.00 | $0 | 1,146,954 | Direct | |
| Mar 21, 2024 | Common Stock | SSaleDisposed | −3,166 | $7.68 | −$24,314.88 | 1,143,788 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 16, 2024 | Common Stock | MOption exerciseDisposed | −84,847 | $0.00 | $0 | 84,847 | Direct | |
| Mar 16, 2024 | Common Stock | MOption exerciseDisposed | −12,500 | $0.00 | $0 | 12,500 | Direct | |
| Mar 16, 2024 | Common Stock | MOption exerciseDisposed | −12,975 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.