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Best Kenneth's Form 4 filing

Fiserv Inc (FISV) · filed Nov 14, 2024

Accession no.
0000798354-24-000198
Filed
Nov 14, 2024
Trade date
Nov 12-14, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.47M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Best KennethCIK 0001407947Officer (Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 12, 2024Common StockMOption exerciseAcquired+4,570$56.91+$260,078.743,341Direct
Nov 12, 2024Common StockMOption exerciseAcquired+6,698$69.90+$468,190.250,039Direct
Nov 12, 2024Common StockMOption exerciseAcquired+5,277$84.73+$447,120.2155,316Direct
Nov 12, 2024Common StockMOption exerciseAcquired+4,276$112.87+$482,632.1259,592Direct
Nov 12, 2024Common StockSSaleDisposed−20,821$214.61F1−$4,468,394.8138,771Direct
Nov 14, 2024Common StockGGiftDisposed−678$0.00$038,093Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 12, 2024Common StockMOption exerciseDisposed−4,570$0.00$00Direct
Nov 12, 2024Common StockMOption exerciseDisposed−6,698$0.00$00Direct
Nov 12, 2024Common StockMOption exerciseDisposed−5,277$0.00$00Direct
Nov 12, 2024Common StockMOption exerciseDisposed−4,276$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $214.35 to $215.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)