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Roth Ronald G's Form 4 filing

Clearfield, Inc. (CLFD) · filed May 28, 2024

Accession no.
0000796505-24-000013
Filed
May 28, 2024
Trade date
May 23, 2024
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $72.8K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Roth Ronald GCIK 0001257956Director, 10% Owner, Other: Chairman of the Board

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 23, 2024Common StockPPurchaseAcquired+2,000$36.40F1+$72,8001,261,796Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price in column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.39 to $36.40. The reporting person undertakes to provide Clearfield, Inc., any security holder of Clearfield, Inc., or the staff of the Securities and Exchange Commission, upon request, with full information regarding the number of shares purchased at each separate price set forth in the footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)