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Harding Roger G's Form 4 filing

Clearfield, Inc. (CLFD) · filed Aug 16, 2022

Accession no.
0000796505-22-000027
Filed
Aug 16, 2022
Trade date
Aug 12-15, 2022
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $180.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Harding Roger GCIK 0001680157Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 12, 2022Common StockSSaleDisposed−500$120.03−$60,01518,008Direct
Aug 15, 2022Common StockSSaleDisposed−1,000$120.02F1−$120,02017,008Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from 120.00 to 120.11.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)