Hill John P's Form 4 filing
Clearfield, Inc. (CLFD) · filed Aug 10, 2022
- Accession no.
- 0000796505-22-000025
- Filed
- Aug 10, 2022
- Trade date
- Aug 8-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.81M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hill John PCIK 0001449386 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2022 | Common Stock | MOption exerciseAcquired | +20,000 | $12.17 | +$243,400 | 188,691 | Direct | |
| Aug 8, 2022 | Common Stock | FTax withholdingDisposed | −10,940 | $112.38 | −$1,229,437.2 | 177,751 | Direct | |
| Aug 8, 2022 | Common Stock | MOption exerciseAcquired | +16,000 | $12.43 | +$198,880 | 193,751 | Direct | |
| Aug 8, 2022 | Common Stock | FTax withholdingDisposed | −8,771 | $112.38 | −$985,684.98 | 184,980 | Direct | |
| Aug 9, 2022 | Common Stock | SSaleDisposed | −16,289 | $110.91F2 | −$1,806,612.99 | 168,691 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2022 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 66,573 | Direct | |
| Aug 8, 2022 | Common Stock | MOption exerciseDisposed | −16,000 | $0.00 | $0 | 50,573 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $110.50 to $111.06
Referenced by the price of 1 transaction in Table I.