Beranek Cheryl's Form 4 filing
Clearfield, Inc. (CLFD) · filed Aug 10, 2022
- Accession no.
- 0000796505-22-000024
- Filed
- Aug 10, 2022
- Trade date
- Aug 8-9, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.80M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Beranek CherylCIK 0001264406 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2022 | Common Stock | MOption exerciseAcquired | +20,000 | $12.17 | +$243,400 | 453,240 | Direct | |
| Aug 8, 2022 | Common Stock | FTax withholdingDisposed | −10,940 | $112.38 | −$1,229,437.2 | 442,300 | Direct | |
| Aug 8, 2022 | Common Stock | MOption exerciseAcquired | +16,000 | $12.43 | +$198,880 | 458,300 | Direct | |
| Aug 8, 2022 | Common Stock | FTax withholdingDisposed | −8,771 | $112.38 | −$985,684.98 | 449,529 | Direct | |
| Aug 9, 2022 | Common Stock | SSaleDisposed | −16,289 | $110.77F4 | −$1,804,332.53 | 433,240 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2022 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 66,573 | Direct | |
| Aug 8, 2022 | Common Stock | MOption exerciseDisposed | −16,000 | $0.00 | $0 | 50,573 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price in column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $109.90 to $111.88.
Referenced by the price of 1 transaction in Table I.