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Roth Ronald G's Form 4 filing

Clearfield, Inc. (CLFD) · filed Feb 10, 2022

Accession no.
0000796505-22-000007
Filed
Feb 10, 2022
Trade date
Feb 9, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market purchases total $123.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Roth Ronald GCIK 0001257956Director, 10% Owner, Other: Chairman of the Board

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 9, 2022Common StockPPurchaseAcquired+2,000$61.84F1+$123,6801,251,289Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price in column 4 is the weighted average price. These shares were purchased in multiple transactions ranging from $61.73 to $61.85.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)