Harding Roger G's Form 4 filing
Clearfield, Inc. (CLFD) · filed Nov 15, 2021
- Accession no.
- 0000796505-21-000026
- Filed
- Nov 15, 2021
- Trade date
- Nov 12, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $739.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harding Roger GCIK 0001680157 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Common Stock | SSaleDisposed | −10,500 | $70.38F1 | −$738,990 | 20,614 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.49.
Referenced by the price of 1 transaction in Table I.