Garfield Mark S.'s Form 4 filing
Adobe Inc. (ADBE) · filed Jan 26, 2024
- Accession no.
- 0000796343-24-000039
- Filed
- Jan 26, 2024
- Trade date
- Jan 24-25, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 5 derivative transactions. Open-market sales total $485.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garfield Mark S.CIK 0001602315 | Officer (SVP & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2024 | Common Stock | MOption exerciseAcquired | +1,335 | $0.00 | $0 | 5,389.82 | Direct | |
| Jan 24, 2024 | Common Stock | FTax withholdingDisposed | −661 | $606.48 | −$400,883.28 | 4,728.82 | Direct | |
| Jan 24, 2024 | Common Stock | MOption exerciseAcquired | +36 | $0.00 | $0 | 4,764.82 | Direct | |
| Jan 24, 2024 | Common Stock | FTax withholdingDisposed | −19 | $606.48 | −$11,523.12 | 4,745.82 | Direct | |
| Jan 24, 2024 | Common Stock | MOption exerciseAcquired | +101 | $0.00 | $0 | 4,846.82 | Direct | |
| Jan 24, 2024 | Common Stock | FTax withholdingDisposed | −50 | $606.48 | −$30,324 | 4,796.82 | Direct | |
| Jan 24, 2024 | Common Stock | MOption exerciseAcquired | +91 | $0.00 | $0 | 4,887.82 | Direct | |
| Jan 24, 2024 | Common Stock | FTax withholdingDisposed | −45 | $606.48 | −$27,291.6 | 4,842.82 | Direct | |
| Jan 25, 2024 | Common Stock | SSaleDisposed | −788 | $615.42 | −$484,950.96 | 4,054.82 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2024 | Common Stock | MOption exerciseDisposed | −1,335 | $0.00 | $0 | 0 | Direct | |
| Jan 24, 2024 | Common Stock | MOption exerciseDisposed | −36 | $0.00 | $0 | 0 | Direct | |
| Jan 24, 2024 | Common Stock | MOption exerciseDisposed | −101 | $0.00 | $0 | 402 | Direct | |
| Jan 24, 2024 | Common Stock | MOption exerciseDisposed | −91 | $0.00 | $0 | 728 | Direct | |
| Jan 24, 2024 | Common Stock | AGrant or awardAcquired | +1,749 | $0.00 | $0 | 1,749 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.