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Garfield Mark S.'s Form 4 filing

Adobe Inc. (ADBE) · filed Oct 17, 2023

Accession no.
0000796343-23-000207
Filed
Oct 17, 2023
Trade date
Oct 15-16, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $53.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Garfield Mark S.CIK 0001602315Officer (SVP & CAO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 15, 2023Common StockMOption exerciseAcquired+190$0.00$04,244.82Direct
Oct 15, 2023Common StockFTax withholdingDisposed−94$548.76−$51,583.444,150.82Direct
Oct 16, 2023Common StockSSaleDisposed−96$553.18−$53,105.284,054.82Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 15, 2023Common StockMOption exerciseDisposed−190$0.00$02,472Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)