Garfield Mark S.'s Form 4 filing
Adobe Inc. (ADBE) · filed Jan 26, 2023
- Accession no.
- 0000796343-23-000022
- Filed
- Jan 26, 2023
- Trade date
- Jan 24-25, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 6 derivative transactions. Open-market sales total $74.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garfield Mark S.CIK 0001602315 | Officer (SVP & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2023 | Common Stock | MOption exerciseAcquired | +363 | $0.00 | $0 | 3,634.02 | Direct | |
| Jan 24, 2023 | Common Stock | FTax withholdingDisposed | −198 | $361.32 | −$71,541.36 | 3,436.02 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseAcquired | +36 | $0.00 | $0 | 3,472.02 | Direct | |
| Jan 24, 2023 | Common Stock | FTax withholdingDisposed | −20 | $361.32 | −$7,226.4 | 3,452.02 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseAcquired | +101 | $0.00 | $0 | 3,553.02 | Direct | |
| Jan 24, 2023 | Common Stock | FTax withholdingDisposed | −49 | $361.32 | −$17,704.68 | 3,504.02 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseAcquired | +364 | $0.00 | $0 | 3,868.02 | Direct | |
| Jan 24, 2023 | Common Stock | FTax withholdingDisposed | −180 | $361.32 | −$65,037.6 | 3,688.02 | Direct | |
| Jan 25, 2023 | Common Stock | SSaleDisposed | −209 | $355.42 | −$74,282.78 | 3,479.02 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2023 | Common Stock | MOption exerciseDisposed | −363 | $0.00 | $0 | 0 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseDisposed | −36 | $0.00 | $0 | 144 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseDisposed | −101 | $0.00 | $0 | 804 | Direct | |
| Jan 24, 2023 | Common Stock | MOption exerciseDisposed | −364 | $0.00 | $0 | 1,091 | Direct | |
| Jan 24, 2023 | Common Stock | AGrant or awardAcquired | +4,056 | $0.00 | $0 | 4,056 | Direct | |
| Jan 24, 2023 | Common Stock | AGrant or awardAcquired | +3,042 | $0.00 | $0 | 3,042 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.